SEC filing

Results: 7118



#Item
991SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]October 29, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule C

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]October 29, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule C

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Language: English - Date: 2014-10-30 09:30:53
992SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]October 23, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule C

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]October 23, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule C

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Language: English - Date: 2014-10-24 08:58:54
993SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CME[removed]November 14, 2014 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Propos

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CME[removed]November 14, 2014 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Propos

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Language: English - Date: 2014-11-17 09:39:34
994SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]October 28, 2014 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]October 28, 2014 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Language: English - Date: 2014-10-29 08:11:52
995UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No[removed]October 22, 2014 ____________________________________

UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No[removed]October 22, 2014 ____________________________________

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Source URL: www.sec.gov

Language: English - Date: 2014-10-23 11:48:14
996UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]November 5, 2014

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]November 5, 2014

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Language: English - Date: 2014-11-05 10:06:24
997SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]November 14, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 13 - Equities a

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]November 14, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 13 - Equities a

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Source URL: www.sec.gov

Language: English - Date: 2014-11-17 09:44:52
998SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]November 13, 2014 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivene

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]November 13, 2014 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivene

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Source URL: www.sec.gov

Language: English - Date: 2014-11-14 07:53:08
999SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]November 14, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 T

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]November 14, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 T

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Source URL: www.sec.gov

Language: English - Date: 2014-11-17 09:42:02
1000SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]October 29, 2014 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivenes

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]October 29, 2014 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivenes

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Source URL: www.sec.gov

Language: English - Date: 2014-10-30 09:32:58